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This dissertation examines the humanitarian crisis in the Sudanese region of Darfur during 2003-2004, a situation that has continued through to 2005. Recent reports from the World Food Programme estimate that the violence carried out by the tacitly government-supported militias against the non-Arab civilian population in the region has left 3.5 million people hungry, 2.5 million displaced by the violence and 400, 000 dead.
The Darfur crisis has been a humanitarian disaster unseen since the
1994 genocide in Rwanda. It has been a situation that ultimately
foreign governments and international organisations have been unable to
ignore.
Chapter two examines firstly the theoretical questions behind
humanitarian intervention. The realist theory of international affairs
is at the heart of the debate – realism suggests that states should put
their own security and self interest before any moral obligation to
intervene. Set in the context of Darfur, there was nothing within the
individual national interest of other individual states to intervene,
yet at some point in the crisis the common assumption moved towards a
feeling that intervention on the basis of humanity was required. The
Rwandan genocide of 1994 and the international response at the time is
used as an example of realism dictating the initial response of the
international community, only to be overtaken by a more moral based
response once the sheer scale of the crisis and human rights abuses
became apparent.
Chapter three looks at events in Darfur in detail, from the
beginnings of the crisis to the current situation. Using media sources
as well as reports from organisation such as the UN and Human Rights
Watch, this chapter summarises the main events of the crisis, with
examples of the indiscriminate violence used by the government-backed
Janjaweed militias against the civilian population in Darfur. The
response of the Sudanese government along with the steps it took to
prevent humanitarian intervention are describes, as are the actions, or
in many cases, the inaction of sections of the international
community. The actions of the Sudanese Government would appear to be
driven by the state centric realism that Webber and Smith term “a
central driving force for human motivation, namely a quest for power”
Chapter Four attempts to analyse events in Darfur against the
theoretical frameworks detailed in chapter two. Realist assumptions
continue to carry a certain weight in international politics, but there
are examples of some more ethical policy making within the
international community. The roles of the Sudanese Government, the UN,
the US and other Western nations are looked at against theoretical
positions. Chapter Five offers some conclusions on the international
response to Darfur.
Chapter One – Theoretical perspectives on humanitarian intervention
At the heart of any analysis of the international response to the
crisis in Darfur lies the question why should anyone care about Darfur.
Whilst theories supporting just wars and humanitarian intervention from
the likes of Kaldor and Walzer argue that there is a basic human
morality that requires states that are able to intervene to stop the
suffering of oppressed people, a realist perspective, one that
represented the initial international response to Darfur, is that the
key value of national interest is independence and security. It is a
question that has been at the crux of international relations for
centuries – intervention in the affairs of another sovereign state is
an issue that has generated much debate.
State sovereignty has long been a fundamental pillar of international
society and non-intervention has ensured that individual states can
maintain their political independence and territorial integrity.
International organisations have generally supported this principle
with, for example, Resolution 2131 of the UN General Assembly in 1965
stating:
“No state has the right to intervene, directly or indirectly in the
internal or external affairs of any other state. Consequently, armed
intervention and all other forms of interference or attempted threats
against the personality of the State or against its political,
economic, or cultural elements are condemned”. Regional organisations
have taken a similar stance – the Organisation of American States
totally prohibits direct or indirect intervention in the affairs of
another state. A wide range of political theory also supports the view
that sovereignty is all-important and one state should not interfere in
the affairs of another.
Nonetheless, international affairs since the establishment of the
nation-state have seen intervention by states in the affairs of other
for a number of reasons. The earliest interventions were for economic
and strategic reasons and to secure territorial security – nineteenth
century European interventions in Africa and Asia to establish colonies
serve as an example of this. In the early twentieth century the US
began to utilise a different type of intervention, intervening in the
affairs of Central American states such as Nicaragua to encourage
domestic political order, reduce economic corruption and reinforce its
own influence in the region. Such action drew the attention of realist
critics who have influence US foreign policy thinking more recently.
Realists have alleged that the adherence to moral principles and the
failure in the past to understand the “power essence” of interstate
relations has led to unwise and unsuccessful policies , for example to
failed humanitarian intervention in Somalia. Certainly, the memories of
Somalia will have effected thinking on a political and humanitarian
response to Darfur.
The Cold War saw intervention across the globe by the two superpowers
either to enhance their own strategic security or to advance
ideological goals, for example the USSR moving to strengthen communism
in Czechoslovakia in 1968 or the US challenging anti-democratic forces
in Grenada in 1983.
It is however, humanitarian intervention that is most relevant to the
situation in Darfur, an type of intervention that according to Jack
Donnelly is foreign intervention that seeks “to remedy mass and
flagrant violations of the basic rights of foreign nationals by their
government” The failure of states and subsequent abuses of human
rights in the latter stages of the twentieth century have presented
other governments with numerous scenarios where they have to make
decisions as to whether military intervention for humanitarian reasons
is justified. It is a complex issue that poses a number of legal and
moral issues.
Amstutz argues that humanitarian intervention presents a legal
challenge to the accepted systems of state sovereignty along with a
moral challenge to the right of self-determination. Whilst the demand
for order, justice, stability and human rights may override these
concerns, politicians are also faced with the decision as to whether,
how and when their country should instigate humanitarian intervention.
Such interventions can generally be justified if two criteria are met:
firstly that humanitarian intervention be in the interests of the
intervening state, i.e. that it perceives the human rights abuses in
the foreign state as a general threat to the order, legitimacy and
morality of global society, or as a particular threat to its own
economic prosperity; secondly that the intervention must be in the
interests of the civilian population of the intervened state and that
the legal and moral issues around military intervention can be
justified by the overall good that is accomplished. NATO intervention
in Bosnia can be seen as an example of a situation that met the former
criteria, the situationsin both Rwanda and Darfur would appear to meet
the latter.
Michael Walzer who has written extensively on just war theory and
intervention argues that humanitarian intervention should be seen as
different from instigating a military conflict. As well as the legalist
argument against intervention in the affairs of another state, there is
also the difficulty of intervention in a country that has not committed
aggression against another state – there is a danger that intervening
states can be seen as portraying the message treat your people the way
we believe you should or be subject to the threat of armed punishment.
Walzer nonetheless believes that even if intervention threatens the
territory and political independence of another state, there are times
when it can be justified. The onus of proof of justification however
lies with the leader of the state that intervenes and this can be a
heavy burden, “not only because of the coercions and ravages that
military intervention brings, but also because it is thought that the
citizens of a sovereign state have a right, insofar as they are to be
coerced and ravaged at all, to suffer only at one another’s hands”.
Arguments that states should, regardless of how they are governed,
should be left to deal with own affairs and influenced by the thoughts
of John Stuart Mill who argued from a utilitarian viewpoint strongly
for the right of a single political community to determine its own
affairs – whether or not its political arrangements are free is not an
issue for other states – members of any political society must
cultivate their own freedom in the way that individuals must cultivate
their own virtue, self-help rather than intervention from an external
force must be the way towards a just society. Such arguments do not
stand up when applied to some of the systematic and well-documented
human rights abuses of the twentieth century – foreign governments make
decisions based on a realist perspective not to intervene, but
non-intervention based on the idea of self-determination is to avoid
the issue and hide behind outdated ideas. There is a point at which
realism has to be put aside and some form of moral stance must be
taken. For Walzer, there are three situations in which the
international resistance to boundary crossings can be ignored:
1. when a particular set of boundaries clearly contains two or more
political communities, one of which is already engaged in a large-scale
military struggle for independence; that is, when what is at issue is
secession or ‘national liberation’
2. when the boundaries have already been crossed by the armies of a
foreign power, even if the crossing has been called for by one of the
parties in a civil war, that is, when what is at issue is
counter-intervention; and
3. when the violation of human rights within a set of boundaries is so
terrible that it makes talk of community or self-determination or
‘arduous struggle’ seem cynical or irrelevant, that is, in cases on
enslavement or massacre
His criteria present a realistic scope for intervention. For all the
ideas of ethical foreign policies there has to be some realism in
international relations in that states cannot simply intervene in every
dispute between neighbours or outbreaks of political unrest in other
states. Walzer’s criteria, particular his third, limit intervention
when serious abuses of human rights appear to be taking place. At this
point, political expediency and national self-interest should be put
aside.
Ultimately, Walzer’s thinking lead him towards an ethical theory of
peace on the basis of sovereignty and other widely accepted states’
rights. His values form the basis of a legalist paradigm, which provide
the moral and legal structure for maintaining international peace. His
legal paradigm also outlines the criteria for use of force to
intervene. Its six key principles are:
1. An international society of independent states exists;
2. The states comprising the international society have rights,
including the rights of territorial integrity and political sovereignty;
3. The use of force or threat of force by one state against another constitutes aggression and is a criminal act;
4. Aggression justifies two types of action: a war of self-defence by
the victim and a war of law enforcement by the victim and any other
members of the international society;
5. Nothing but aggression justifies war
6. After the aggressor state has been militarily repulsed, it can be punished.
Irrespective of the situation in a particular state and the legal or
moral issues around any form of intervention, the realist view of
international affairs can lead statesmen to decide against
intervention. Realists from Thucydides, Hobbes and Machiavelli through
to the likes of Kissinger and Waltz remain strictly sceptical about
moral concepts within international relations and assume that states
going to war or engaging in any form of intervention are more motivated
by power and their own national security than any moral issues. The
phrase “all’s fair in love and war” is often applied to the realist
perspective with Walzer writing “referring specifically to war,
realists believe that it is an intractable part of an anarchical world
system, that it ought to be resorted to only if it makes sense in terms
of national self-interest” – in effect there are no moral
consideration in regard to military intervention, the human rights
abuses occurring in another state are of little importance to realists,
intervention will only be considered if it is considered to be
economically or strategically of value to the intervening state or its
leaders. This value can be political on occasions. There is little
doubt of the power of modern media to put pressure on politicians. The
US intervention in Somalia and NATO action in Bosnia were to some
extent related to public pressure on politicians to do something about
scenes being broadcast into the homes of the electorate.
Thinking on humanitarian intervention has had to adapt more recently to
the new type of wars that have proliferated across the globe since the
end of the Cold War, for example the conflicts in the former Yugoslavia
driven by ancient ethnic hatreds. Certainly with the demise of the
stand off between two military superpowers there has been greater scope
for the UN and individual states to become involved in conflict
resolution and throughout the 1990s the UN has found itself constantly
involved in providing humanitarian aid, establishing safe havens,
disarmament and demobilisation operations, monitoring and maintaining
ceasefires.
New wars have involved a blurring of the distinction between war
(usually defined as violence between states or organised political
groups), organised crime (violence undertaken by privately organised
groups for private purposes, usually financial gain) and large-scale
violations of human rights (violence undertaken by states or
politically organised groups against individual). Some of the ethnic
hatred that has fuelled new wars has in particular led to terrible
human rights abuses; events that put moral pressure on others states to
consider intervention. Mary Kaldor suggests that there are two types of
response to new wars – one is to draw on the old war idea of the nation
state and look for solutions along the lines of intervention and peace
keeping whilst the other response is a more negative and fatalistic
outlook: “because the wars cannot be understood in traditional terms,
they are thought to represent a reversion to primitivism or anarchy and
the most that can be done therefore is to ameliorate the symptoms. In
other words, wars are treated as natural disasters.”
Kaldor’s view rightly challenge the realist assumption that states
should not involve themselves in humanitarian intervention unless there
is some advantage to be gained in a self-interested pursuit of power.
What is required is a more political response to new wars and the
attacks on human rights that accompany them. The international
community should be looking towards politics of inclusion that capture
the hearts and minds of protagonists and any such political
mobilisation should override traditional geopolitics or short term
domestic concerns. This type of thinking moves closer to a type of
neo-realism which places more of an emphasis on the structural features
of the international system and avoids the stress on the often anarchic
striving for power that reflects traditional realism. The drawback to
the neo realist approach is that its reliance on the determining impact
of the structure of the international system allow policy makers
relatively little discretion. This can be seen to some extent in Darfur
as representative from various states struggled to find a solution to
the crisis that met with consensus.
There have of course been embarrassments for individual states and
international organisations with attempts at humanitarian intervention
in the 1990s, setbacks that will give weight to realist theory that
sovereign states should on the whole be left well alone. Kaldor
concludes that humanitarian intervention has had mixed success:
“at best, people have been fed and fragile ceasefires have been
agreed….at worst the UN has been shamed and humiliated, as, for
example, when it failed to prevent genocide in Rwanda, when the
so-called safe haven of Srebrenica was overrun by Bosnian Serbs, or
when the hunt for the Somali warlord Aideed ended in a mixture of farce
and tragedy”.
Nonetheless, the arguments for humanitarian intervention remain strong.
Darfur is as good an example as any for this. As Orend writes “why
should foreign states, which themselves respect human rights, be barred
in principle from intervening in such illegitimate regimes?”
Rwanda in particular serves as an example of both foreign states and
international organisations initially taking a realist stance only to
eventually to be spurred into action by the sheer scale of the genocide
taking place. In France’s case, the links between the powerful elites
in the two countries had long been established – not only had France
long supported the Hutu regime but Francois Mitterand and Rwandan
President Habyarimana were personal friends, whilst their sons, Jean
Christopher and Jean-Pierre were also friends and business associates.
The two countries had mutual economic interests and there is evidence
that Jean Christopher was one of France’s biggest arms dealers to
Rwanda.
The French response to the developing crisis, when it came, was far
from glorious. Rather than intervene to provide further killings it
decided to pull out its troops. In the previous week, the first of the
genocide they had evacuated as many as 1361 people including 450 French
nationals and 178 Rwandan officials and their families. No other
Rwandan nationals were evacuated, not even Tutsi personnel from the
French embassy or well-known opponents of the regime who had already
been targeted by the militia.
The role of the United Nations mission (UNAMIR) has received
considerable criticism in analyses of the genocide. The UN had its own
internal politics to contend with and its policies on Rwanda were in
turn determined to some extent by realist self-interest. As an
organisation it was largely reliant on the support of its most powerful
members on the Security Council. These nations, mindful of the
disastrous US intervention in Somalia were wary of investing troops and
finances into another African conflict. Realism came to the forefront
of the early decision making process. Human Rights Watch, in addition
to criticism of the UN for not taking heed of Dallaire’s warnings, is
also critical of the scale of the mandate itself. It describes the
details of the mandate as follows:
“Not only was the UN slow, it was also stingy. The United States, which
was assessed 31 per cent of UN peacekeeping costs, had suffered from
the enormous 370 per cent increase in peacekeeping expenses from 1992
to 1993 and was in the process of reviewing its policy on such
operations
Quite simply the UN was not equipped to keep the peace in Rwanda.
Members on its influential Security Council did not have the political
will to get involved, nor were they willing to take on the financial
burden. The US and the UK, although less involved in Rwanda than
France, were similarly guilty of happily ignoring warnings of possible
genocide and working towards the maintenance of the status quo. Both
had sold arms to the Hutu regime and had trading links with Rwanda.
Both also had little desire to see their own troops caught up as part
of an UN force in Rwanda. The theory of non-intervention, as opposed to
realism is another view that opposes humanitarian intervention. The key
assumptions and values for this concept are
• the existing anarchic international system is morally legitimate
• peoples have a right to political self-determination
• states have a juridical right to sovereignty and territorial integrity
• states have an obligation to resolve conflicts peacefully
• force is a illegitimate instrument for altering the existing territorial boundaries
Non –intervention theory argues in favour of an international
legitimacy of states in which existing states are entitled to autonomy
and domestic legitimacy which assumes that states are entitled to
respect and support when they fulfil their core obligations as states.
In terms of domestic legitimacy, in the light of the fact that there
are wide disparities in conceptions of human rights, this can
essentially be interpreted that whether a state is entitled to
non-intervention depends largely on its subject’s approval of the
regime itself
The counter-arguments of realism and moral intervention continue to
play a major role in international politics and are likely to continue
to do so. It is a sad fact that the list of oppressive governments and
massacred populations is lengthy. Walzer points out that for every Nazi
holocaust or Rwanda there will be a number of smaller examples of
injustice and abuse – so many that the international community cannot
hope to deal with. On a small scale at least, Walzer’s suggestion that
“states don’t send their soldiers into other states, it seems, only to
save lives. The lives of foreigners don’t weigh that heavily in the
scales of domestic decision-making” rings true – humanitarian
intervention in smaller-scale situations is simply not realistic. A
greater test for the moral resolve of NGOs and wealthier nations is
their response in the face of large-scale humanitarian disasters and
human rights abuses, again using Walzer’s words, when dealing with acts
“that shock the moral conscience of mankind”
Ethical questions around the issues of international moral obligations
towards nations suffering from oppressive regimes and human rights
abuses are not easily resolved. Whilst humanitarian aid or intervention
is generally seen as a morally correct route of action, political
expediency quite often takes precedence. Whilst it is generally
accepted that, as Grotius believed, war ought not to be undertaken
except for the enforcement of right and when once undertaken it should
be carried on within the bounds of law and good faith, national self
interest does not always allow for a strategy led by such moral
incentives. In Darfur, the action of the Khartoum Government could
certainly not be described as driven by moral incentives whilst
elsewhere early responses to the crisis were driven by political
expediency Major states have to ask themselves which moral values
should influence their foreign policies and which international value
is more important – sovereignty or human rights? The answer should be
human rights, yet there is a fine line between using these values from
a moral perspective or manipulating them into a realist opportunity to
indulge the national interest with intervention elsewhere. There are
other difficult questions – do human rights violations justify foreign
intervention and at what scale? Does international political morality
require the removal of illegal military regimes and the restoration of
democracy? There are countless regimes around the world to which the
world might turn its attention and ask itself these questions. For the
most part, small conflicts and small-scale abuse of human rights are,
rightly or wrongly, ignored. The situation in Darfur from 2003 onwards
however gave the international community a scenario that it could not
ignore. The world had to make decisions upon hundreds of thousands of
lives would rest.
Chapter Three – The crisis in Darfur
The current situation in Darfur can be traced back to February 2003
when fighters from the Sudanese Liberation Movement (SLM) and the
Justice and Equality Movement (JEM) launched joints attacks against
government garrisons in protest at what they saw as decades of
political oppression and economic neglect by the Sudanese government.
The attacks came at the same time that there had been high hopes of a
peace settlement to the war in southern Sudan that had been ongoing
between the government and the Sudan People’s Liberation Movement/Army
(SPLM/A) since independence in 1965.
The government’s response was unequivocal. Citing the rebels as an
aggressive force against the state it set out to crush the rebellion by
force and utilised the powerful force of Arab Janjaweed militias to
attack not particularly rebel soldiers but the civilian populations
from where the rebels would have originated. The government expected
to crush the revolt, partly as it had done so in 1991 when a SPLA unit
infiltrated Darfur, and partly as it expected a lack on international
interest as Darfur was an internal Northern Sudanese issue with no
Christian population and no oil interests involved. Khartoum –led
military activity in late 2003 to early 2004 was brutal (“a
counter-insurgency of extraordinary ferocity”) and carried out whilst
the government prevented any humanitarian aid reaching the civilian
population. It was an action led by political expediency with
absolutely no regard for the human rights of an innocent civilian
population. Hugo Slim describes the military action as completely
disproportionate to the targeted guerrilla warfare of the two Darfur
insurgent groups and states that “systematic and widespread government
and Janjaweed assaults on civilians, their villages, their
infrastructure and their livelihoods along with forced displacement and
land-grabbing, intended to make it impossible for the terrorised and
evicted populations to return. As this went on, the Government also
enforced what was almost a complete ban on humanitarian aid accessing
the country between October 2003 and February 2004.
Early talks on the crisis saw the Khartoum Government deliberately
stonewall on major issues. It objected to upgrading the small AU
observer force from 300 to 3500,with an increase in its mandate to
include protecting civilians, and was then forced to accept this
measure by the UN Security Council. It was a realist approach – looking
solely after its own interests and using delay in an international
response to move along with its aim to displace the population of
Drafur.
Government and Janjaweed Cooperation
There is little real
doubt that the government has worked closely with the Janjaweed
militias. Human Rights Watch (HRW) investigations concluded that
government forces and militia troops have taken part in massacres and
summary executions of civilians, burnings of towns and villages and
forcible depopulation of areas across Darfur. ”We are the government”
has been a common response of Janjaweed at checkpoints and when
entering villages and HRW reports that “the government and its
Janjaweed allies have killed thousands of Fur, Masalit and Zaghawa –
often in cold blood, raped women and destroyed villages, food stocks
and other supplies essential to the civilian population.”.
In the early stages of the conflict, the Sudanese government barely
attempted to conceal its close working with the Janjaweed. Mans writes
that “the Janjaweed militias are said to be of largely Chadian origin
and finance themselves through plunder and pillage, reportedly enjoying
implicit support from the Government in Khartoum.” But this is
understating the relationship between the two. In April 2004, the
Sudanese Foreign Minister, Mustafa Osman Ismail, admitted a common
cause with the Janjaweed stating “the government may have turned a
blind eye to the militias…This is true. Because these militia are
targeting the rebellion.” President Bashir also had spoken on 31
December 2003 of the government’s determination to defeat the SLA
rebellions and warned darkly that “the horsemen” would be one of the
weapons it would use.
There is other clear evidence of well established links between the
government and Janjaweed leaders. Many of the militia leaders are
established emirs or omdas from Arab tribes who have previously worked
in government. For example, Abdullah abu Shineibat, an emir of the Beni
Halba tribe is a Janjaweed leader in the Habila-Murnei area, whilst
Omar Saef, an omda of the Awlad Zeid tribe is leader of the Janjaweed
from Geineina to Misterei. Other evidence pointed to a similar
conclusion of complicity between government and militia: Janjaweed
brigades were organised along army lines with forces wearing similar
uniforms and officers using the same stripes; militia forces used the
same land cruisers and satellite phones as army personnel and there is
evidence that Janjaweed members were given assurances that they would
not face local prosecution for crimes, with police forces being
instructed to leave them alone. Again, the prevailing issue here is
political expediency overcoming any possible humanitarian response.
Both the Government and Janjaweed had interests in devastating Darfur –
there was political gain for the Government and financial gain for the
Janjaweed. Both took the realist option of looking after themselves.
Government and Militia forces attack civilians
One of the most
notable traits of the crisis in Darfur has been the fact that both
government and militia forces have largely ignored rebel forces,
preferring to use their weapons against the civilian population in
areas that rebels may have originated from. HRW investigations
uncovered 14 incidents in Dar Masalit alone between September 2003 and
February 2004 in which 770 civilians were killed. It also gathered
witness testimony to mass executions in the Fur areas of Wadi Salih
province over the same period.
Aerial bombardment of civilians has also been commonplace. The Sudanese
Government has made extensive use of attack aircraft, dropping bombs
loaded with metal shards to cause maximum injury and also utilising
helicopter gun ships and MiG jet fighters. Bombing has also been
deliberately targeted at villages and towns where displaced citizens
have gathered – for example on August 27 2003, aircraft carried out an
attack on the town of Habila which was packed with displaced civilians
from surrounding areas. 24 were killed.
Government and Janjaweed forces have also systematically attacked and
destroyed villages, food stocks, water sources and other essential
items essential for the survival of villages in West Darfur. Refugees
in Chad have confirmed a sweep south east of Geneeina in February 2004
saw the destruction of a number of villages including Nouri, Chakoke,
Urbe, Jabun and Jedida.
The International Response
The international response to the situation in Darfur has been mixed,
characterised by a willingness to condemn the Sudanese Government
alongside a dragging of heels in actually intervening to stop what the
US Government has labelled genocide. Alex De Waal suggests that
political repercussions for the Sudanese Government were grave
writing: “International attention and condemnation exceeded all
expectations, culminating in Darfur being brought before the United
Nations Security Council in July 2004” This analysis however fails to
mention the scale of the crisis in the preceding months and suggests a
more positive and effective response by the international community
than was actually the case.. The international community may eventually
have come around to taking Darfur seriously – but much later than was
required. As Hugo Slim concludes: “the international community has not
denied, but it has delayed and dithered. Once engaged it fumbled and
took far too long to achieve a united and sufficiently assertive
response.”
There was a notable reluctance from the UN in particular to use the
word genocide in relation to Darfur, a similar pattern to that had been
followed in Rwanda a decade earlier. It was in fact US Secretary of
State Powell that announced on September 9th 2004 that the US
government’s conclusion was that “genocide had been committed in
Darfur…and may still be occurring” The US stance may have been
influenced by domestic political considerations. According to a senior
US official who had served as ambassador to the UN, the Bush
administration described the Darfur atrocities as genocide in order to
please the Christian right ahead of the American presidential
elections. John Danforth, made the admission in an interview in which
he confirmed that the Bush administration's stance was dictated by
domestic considerations and had aligned its position with that of the
US Congress, which urged President Bush in a vote in July 2004 to call
the mass killings and ethnic cleansing in western Sudan 'by their
rightful name: genocide'. Again, this serves as an example of
political expediency at the fore – US policy was being influenced by
public opinion and therefore its own self interest. In this case, a
realist perspective may actually have helped to instigate action, but
nonetheless from the administrations viewpoint, policy was not being
led by its own moral incentives.
Foreign policy decision making in the US was also affected by other
theoretical factors. Clinton’s administration had attempted to
introduce a new doctrine of ‘enlargement and enlargement’ that was
linked to the enlargement of the democratic world and the expansion of
international cooperation. The policy was based on the precept that
international cooperation would reduce the need for the US to intervene
abroad (in situations such as in Darfur). In addition to this was a
realisation that gaining consensus for intervention in the US was very
difficult. Following the like of Vietnam and Somalia, realism prevailed
over humanitarian motives and the perception was that during the 1990s,
the use of force by the US was only possible in clear cut situations,
where the moral force of arguments for intervention was very strong (as
strong as the practical need to defeat the enemy) and casualties could
be kept to a minimum.
UN fortnightly situation reports painted a worrying picture about
Darfur from 2003 onwards, again listing evidence of attacks on
civilians, displacement of populations and famine. Its report for Feb
10-19 2004 focussed on the ongoing difficulties that NGOs were having
in gaining access to the region. The report stated that high-level UN
delegations had to exert pressure on the Sudanese government for
unimpeded access so that meaningful humanitarian programmes could be
delivered . Security incidents across West Darfur were logged, as were
reports of militia looting cattle from resident populations and
entering camps at night, raping women and looting property.
Rape has become a hallmark of the crimes against humanity in Darfur. It
has proven one way for the Janjaweed militias to continue attacking
Darfurians after driving them from their homes. Families must continue
to collect wood on a daily basis, fetch water or work in their fields,
and in doing so, women put themselves and their children at repeated
and genuine risk of rape, beatings or death as soon as they are outside
the relative safety of the camps, towns or villages (even being inside
population centres however does not guarantee safety). It is assumed
that the hundreds of rapes actually reported and treated grossly
underestimate the actual number committed, as victims of rape in Darfur
are often too scared or too ashamed to seek help. In a culture where
rape draws heavy social disgrace, victims will often be ostracised by
their families and communities. Women and children have been forced
from their communities and even punished for illegal pregnancy as a
result of being raped.
Months later, situation reports for September, whilst concentrating on
camp management and humanitarian aid for displaced people, still
referred to attacks on civilians. In South Darfur: for example an INGO
reported armed Arab militia attacks on Amdur, 16km north east of Nyala
and Mummu villages, , along the route to Ta’asha on 16-17 September.
The INGO reported that Arab militias, for the past three days had been
burning villages along Wadi Amdur. The report also referred to attempts
to alleviate malnourishment – in West Darfur there were reports that
since mid-August NGOs had established a number of CTCs (Community
Therapeutic Care) covering five sites around El Geneina including
Dorti, Riyad, Ardamata and Abuzar School. The program at that time had
registered approximately 2,000 children about 250 of which are severely
malnourished. UN situation reports for the whole of 2003-04 would
consistently refer to food shortages in camps and malnutrition amongst
children. It was clear that was what happening in Darfur was a
large-scale humanitarian disaster.
July 2004 saw the issue of a Joint Communiqué between the UN and the
Government of Sudan following visit by Secretary General Kofi Annan.
The communiqué registered the fact that the UN was deeply concerned
with the grave situation in the region and was aware of the urgent need
to stop Janjaweed attacks on the civilian population and to ensure
security in the region as per the humanitarian ceasefire agreement that
had been signed by the Government and rebel groups in May. By this
stage, the UN was able to recognise some improvement in achieving
humanitarian access to Darfur for UN and African Union officials and
welcomed an increase in the provision of assistance to the internally
displaced and other vulnerable groups by both local and national
authorities as well as from international agencies and NGOs. The fact
however that the Government had obstructed humanitarian aid to its own
civilian population gives some indication as to the severity of
oppression in Darfur.
The communiqué included some assurances, verbal at least, from the Sudanese Government. It committed to:
• Implementing a ‘moratorium on restrictions’ for all humanitarian work
in Darfur and the removal of other obstacles such as visa restrictions
for aid workers
• Freedom of movement for aid workers and suspension of restrictions
for the importation and use of all humanitarian assistance materials,
transport vehicles, aircraft and communication equipment
• Ensure that individuals and groups accused of human rights violations are brought to justice
• Allow deployment of human rights monitors
• Establish a fair system, respectful of local traditions, that will
allow abuse women to bring charges against alleged perpetrators
On many occasions, the Khartoum Government would be stalling for time
to continue its programme of ethnic cleansing when agreeing to
concessions. Its denial of links with the Janjaweed also gave it the
opportunity to claim that Government forces were complying with
agreements whilst in reality the Government-backed Janjaweed could
continue its work with relative impunity.
It has to be understood that the international response to Darfur was
dictated to some extent by tensions between bilateral and multilateral
approaches. Peace talks to end the lengthy conflict in Southern Sudan
were at a critical stage and few diplomats wished to see this process
affected by Darfur. Hugo Slim confirms as such, stating: “there were
competing political priorities within Sudan, within the region and in
the world at large which acted to distract and inhibit political
response to what was happening in Darfur”
There are however, a number of positive aspects that can be found in
the international response. Early fact-finding work carried out on the
ground in Chad and Darfur was impressive, humanitarian and human rights
organisations also provided solid field reports on the situation and
the public display of satellite images offered by the US gave clear
evidence as to patterns and the actual extent of destruction and
displacement. Other individual nations, in particular Chad, the
Netherlands, Germany and the UK maintained a consistent diplomatic
pressure on the Sudanese Government. Criticisms of a lack of funding in
Darfur once access for humanitarian missions had improved has also been
levelled at the international community. Despite the UN calling for a
donor’s conference in June 2004, the amount given has consistently
fallen short of what is needed. Oxfam has pointed out the discrepancy
between international funding in Sudan and in Iraq. In the first three
months of 2003, the appeal for Iraq had raised US$2 billion whilst the
appeal for the whole of Sudan had only raised US$200 million out of an
appeal for US$639 million. The donors conference asked for US$236
million, yet only raised pledges of US$126 million. Political
expediency must be seen as a factor here – war in Iraq is a policy
carrued out with a strong commitment by the US Government – the same
cannot be said to apply to Darfur.
The response of the European Union to Darfur, like the UN has been
mixed and uncoordinated. In February 2004 it expressed its “serious
concern” and that it was “alarmed at reports that Janjaweed militias
continue to systematically target villages and centres for IDPs in
their attacks” The EU condemned such attacks and the European
Parliament followed suite with strong statements and resolutions on the
crisis. Individual states, particularly the British and the Dutch
continued to lobby the Sudanese Government about its human rights
record.
Despite strong words however, and condemnation from the EU as a body,
there was relatively little in terms of public condemnation of the
Sudanese Government from individual member states during 2003-04. The
likes of the British, Dutch and French all had embassies in Khartoum
and, whilst willing to use private diplomacy, shied away from public
comment for fear of upsetting the ongoing peace talks in Naivasha
regarding Southern Sudan. The talks had been going on for some time,
and, as the crisis in Darfur broke out, were reaching a crucial stage.
The Government feared that an ongoing insurgency in Darfur could
develop into a widespread movement in the North that would ultimately
threaten the regime. The international community was equally aware of
this and so, whilst horrified by the situation in Darfur, had to
consider alternatives – if the insurgents in Darfur eventually brought
down President Bashir, a totalling unravelling of the country might
occur and a situation of near anarchy that might grow into a worse
tragedy than in Darfur alone. In effect, and perhaps without making a
conscious decision to do so, the vast majority of the international
community settled for what can be described as a tacit sequencing
strategy that involved dealing with one war after another. Such a
policy would eventually get around to dealing with Darfur, but would be
unable to prevent further atrocities in the meantime.
Competing political strategies amongst individual states also hampered
practical resolution to the Darfur crisis. All states privately
condemned what was going on, yet all had different relationships with
the Sudanese Governments, or their own domestic or regional issues that
effected their actions. China for example took a noticeably softer line
with the Khartoum Government, partly due to its close economic ties
with Sudan and partly due to fears of drawing attention to its own poor
human rights record. From the US, there came strong words and
accusations of genocide, yet a reluctance to involve the International
Criminal Court – a reluctance undoubtedly influenced by concerns that
its own actions in Iraq could be open to similar charges. The process
of aligning such a wide range of positions was time consuming and time
was a commodity that displaced civilians in Darfur did not have. An
ongoing antagonism over who is and who is not prepared to back any
agreement with financial aid also creates tension and delays.
The African Union and its member states, Chad in particular, gave some
impressive support to the Western powers in looking for a response to
Darfur. The AU had not long prior to the crisis developed its own Peace
and Security Council and through this channel was able to issue a
number of informed and critical communiqués about the violence and
human rights abuses in Darfur. The AU gave strong support to the
initial N’djamena peace talks through its envoy and its offices in
Addis Ababa and followed this by successfully taking on the role of
official mediator in the Abuja peace process, indicating that as a
rational organisation, it has the will, the expertise and the technical
capacity to deliver critical diplomatic results.
In contrast, multilateral support and cooperation with the
international community from the Arab league and the Organisation of
Islamic Countries was notably less forthcoming. Again, other political
issues overshadowed the situation at hand – for example the Arab League
was at the time focussed on US military action in Iraq and Israeli
military action against the Palestinians and paid little attention to
Darfur. The League played little part in the N’adjamena process other
than turn up to sign the agreement in May and its main role in the
Ajuba process appears to have been to support the Khartoum Government
in its efforts to avoid US and European intervention. It did not offer
any of its own troops to support an international response.
The real beginnings of an international response, as delayed as it was,
came in April 2004, led by the US, Chad and the AU. The US has exerted
political pressure on the Sudanese Government during the N’adjamena
talks and leading members of the US administration backed this up with
phone calls. A June visit by Secretary of State Powell also emphasised
the strength of US determination to instigate some form of humanitarian
action, even if this would not entail a commitment of its own troops.
US funding, along with donations from EU and Britain was able to secure
the ceasefire commission process. The UN Security Council on the other
hand, remained quiet and ineffective during 2004. Its statements
remained statements of concern rather than of action and focussed on
the protection of civilians, humanitarian access and the Khartoum
Government’s responsibility for both. There was little in the way of
threatening or sanctioning UN measures against the Sudanese Government.
It was a poor response from the UN, giving weight to the theory that in
terms of strong political leadership, it is the US that leads the way
in international politics. The Security Council, in particular has
looked divided and ineffective over Darfur, with self-interest
seemingly influencing the Russian and Chinese positions.
It is easy to underestimate the scale of the atrocities in Darfur.
Certainly it is a humanitarian and human rights disaster unparalleled
since Rwanda. It will take many years for the international community
to repair the damage done to the region. Even before this can begin, it
is vital that Janjaweed are brought completely under control. Even at
present they continue to launch attacks on civilians whilst many have
been officially integrated into the police and army, something that
cannot fill the population of Darfur with confidence for the future.
The whole infrastructure of the region has been severely damaged.
Populations are displaced across the region and tens of thousands have
fled into neighbouring Chad. It is unlikely that many of the displaced
population will return to their land by the next planting season, thus
ensuring that the cycle of food shortages goes on. Above all else
however, it should be recognised that events in Darfur were not an
accident. They were not sparked by some form of natural disaster, but
controlled by a Government set on a policy of ethnic cleansing against
its black African population. For all the dithering of the UN about
definitions, by all intents and purposes, what happened in Darfur
during 2003-04 was genocide.
Chapter Four – Darfur in the context of theoretical perspectives on humanitarian intervention
Assessing the Darfur crisis against the theoretical framework of
international relations is not an easy task. The sheer diversity of
viewpoints and incentives held by key players entails that a
generalisation is impossible. To suggest that realism or particular
moral values drive the response of the international community is too
simplistic. Some states and NGOs appeared to be switching from action
to inertia almost on a monthly basis, clearly unable to decide between
policies of intervention, non-intervention or a detached realism. The
motives of the various actors need to be analysed separately.
Firstly it is clear that the scale of the crisis in Darfur is one,
which by Walzer’s definition should ‘shock the moral conscience of
mankind’ . By March 2005, estimates varied but the most conservative
speak of around 80,000 dead, in addition to the 180,000 who have been
killed by hunger and disease during the past 18 months. Close to 2
million people have been displaced. The situation in Darfur is one that
demanded humanitarian intervention from 2003 onwards yet failed to
receive it. Regardless of any theoretical analysis of the international
response, the clear fact is that the international community has to be
morally obliged to intervene in a disaster of such magnitude.
Realism at its most basic and cynical can be seen in the attitude of
the Sudanese Government towards Darfur, both rebel forces and its
civilian population. Walzer uses the phrase “inter arma silent leges –
in time of war the law is silent” to describe the inhumanity that man
will sometimes attempt to justify in times of conflict. Within the
conflict in Darfur there are hints of Thucydides classic tale of
Athenian generals Clemodes and Tisias in dialogue with the magistrates
of the island state of Melos – instead of talking of glory and justice,
they spoke of what was feasible and necessary. They knew that they had
the power to crush the island’s population and would do so to show the
strength that they possessed. The Sudanese Government decide upon its
policy in Darfur with a similar realism. It knew that it had the
military might to crush the population in Darfur and that it had an
opportunity to do so whilst the international community focussed on
other world issues and peace talks in other parts of Sudan. Even as the
international community woke up to the true scale of the horror in
Darfur, its initial indecision gave the Sudanese Government a few more
months to continue with its ethnic cleansing. Quite simply, Khartoum
put any moral issues aside and sanctioned widespread atrocities in the
belief that this course of action best served its own interests.
The US Government combined realism with some degree of morality and a
commitment to the value of human life. For the US, the concept of
realpolitik lies at the heart of its foreign policy and this is seen in
its handling of the situation in Darfur.
As the world’s major superpower, the US has to ask itself certain
questions whenever it is expected to intervene across the globe on
humanitarian grounds. Is intervention morally warranted? Given famine
and suffering across the world, how does it make a compelling case for
intervention in one particular country? Should national interests or
global values guide the US? What is the long term picture – does
humanitarian intervention carry with it the moral obligation to then
attempt to remedy the underlying conditions behind such suffering?
Should the US, following a humanitarian intervention look to disarm and
demobilise warring factions? Perhaps the most difficult question is to
distinguish between different disasters. Why did it intervene in
Somalia and not Rwanda? How does Darfur compare to the two of them?
Such questions border on the imponderable. In reality the US is unable
to devise a strict set of criteria to apply as humanitarian crises
emerge. It has to treat each situation on its merits and make
judgements on its action and policies according to circumstances. For
people suffering at the hands of oppressive regimes, the hope has to be
that moral imperatives rather than a self-serving realism will prevail
in their instance.
At the outset of the Darfur crisis, Iraq was the main foreign policy
concern for the US, but by the spring of 2004 its own satellite
photography was providing indisputable evidence of a humanitarian
catastrophe in Darfur generated by systematic atrocities. The situation
was that “international interest and self-interest began to coalesce
around Darfur….something had to be done. Key players in the
international community started to push for talks to restart”. With
public opinion at home, led by the Christian Right increasingly calling
for action, the US administration had to be seen to be doing something.
The US response showed realism in its reluctance to use a military
intervention force – there was little in terms of its own national
interests that would have been achieved by humanitarian intervention,
despite the scale of the crisis suggesting that there would have been a
fairly compelling moral argument to do so. Walzer’s just war theory
contends that war can be morally justified, provided it is for the
right reasons and adheres to a code of conduct. The US took a moral
stance in its diplomacy in regard to Darfur but was unwilling to extend
this moral stance to military intervention. A military intervention in
this case may have saved tens of thousands of lives. The war in Iraq
obviously raises serious questions about the justification of US
intervention abroad yet Darfur remains a completely different
situation. The scale of the humanitarian crisis through 2003/04 would
justify intervention by most criteria, certainly those set out by the
likes of Kaldor and Walzer. Nonetheless, its diplomatic and financial
intervention seems to have more ethical motives at heart. There may
have been some self-interest in terms of appeasing domestic pressure
groups that wanted to see action in Darfur, but the overall tone of the
US in diplomacy around Darfur has been a positive force. Its reluctance
to support any use of the ICC of course injects a further note of
realism into its actions. The Bush administration regards the ICC as
part of a covert agenda to put US soldiers on trial, and has repeatedly
blocked moves to bring it into play. Again, political consideration
override what should be an option to prevent human rights abuses,
The UN, although guilty over indecision and delays in its response to
Darfur can at least be said to have taken a moral stance towards the
situation. Slim sums this up stating: “despite the very late response
of the international political community to the atrocities in Darfur,
there seems little doubt that key states, UN organisations and NGOs did
respond with this post-Rwanda sense of responsibility. They were never
in denial about Darfur. They never downplayed the violence or
misrepresented it as something other than it was.” This can be seen in
the language of much of the UN documentation on Darfur – terms such as
civilian protection, humans rights violations, war crimes and
international responsibility feature highly in the vocabulary. Whilst
the UN in particular was keen to avoid use of the word genocide, the
experience in Rwanda alerted it to the fact that Darfur could come into
this category – certainly other pressure groups in the US and UK were
willing to use the term genocide.
One view is that the UN’s reluctance to use the word ‘genocide’ has
played into the hands of those committing atrocities in Darfur. As
recently as February 2005 the UN has met and decided the Darfur did not
meet the criteria of genocide. This cannot be understated as had it
ruled the other way, there would have been an automatic obligation on
the rest of the international to intervene to stop it. In effect, the
non-interventionist argument would have been void. Of course the UN has
used other strongly worded statements. It has said that ethnic
cleansing, war crimes and possibly crimes against humanity have
occurred in Darfur. This of course still leaves the rest of the
international community with a dilemma. As Freedland asks: “so where
does this leave us, ‘the rest of the world’? Are we happy to stand by
while the killing, maiming and village burning continues?” His view is
that for the UN and Western states, a realist view takes precedence –
our direct concerns, that is our own people or economic being are not
affected by events in Darfur, so why bother? The war in Iraq can also
be an argument for realists – both Britain and the US are simply too
committed to Iraq to do anything practical elsewhere. Even though the US
has branded the Darfur calamity “genocide", it remains in no hurry to act. It
just does not have the men or kit to spare.
This type of philosophy is a product of the of the anti- interventionist conservative
right - a philosophy embodied by the Balkan lethargy of Douglas Hurd in the
1990s. There is also a negative type of realism on the left, which,
since Rwanda, has concentrated on the disastrous effects of previous
interventions and argued against Western intervention from this angle..
So, for example, the Rwandan genocide was
partly the product of a Belgian colonial legacy that left the society
divided between Hutus and Tutsis. British meddling in Sudan pitted the north
against the south, a conflict that endures to this day.
In the UK, a further factor also causes Government to hesitate more
recently when considering humanitarian intervention – the lack of trust
in Prime Minister Blair following the invasion of Iraq. Intervention in
Kosovo back in 1999 seemed to herald the dawn of an era of liberal
interventionism to provide humanitarian assistance when needed. It was
the era of an ethical foreign policy by the British Government. Blair
spoke at the time of an end to realpolitik inertia that had allowed the
slaughter in Rwanda and the Balkans to go unheeded for so long.
Following the invasion of Iraq however, the high moral ground has been
lost for the British Government at least. The public would be deeply
sceptical about any future intervention on humanitarian grounds,
cautious of believing any Government information about human rights
abuse. In the words of Peter Wallward: “Fresh from an illegal and
deceitful war of aggression, Anglo-US forces now have only one moral
responsibility: to stay at home”.
Other commentators have been less positive about the UN response. A leading article in the Independent wrote scathingly:
” The UN has floundered pathetically in the face of this growing
emergency. It initially allowed considerations about a peace accord in
another part of Sudan to distract it from the atrocities of Darfur.
Countries sympathetic to Sudan on the Security Council - China, Russia,
Pakistan and Algeria -buried attempts to impose sanctions.” Such a
conclusion is harsh on the UN overall. Certainly, some individual
states, notably Russia and China have looked at Darfur from very much a
realist perspective, decided to protect their own economic and
strategic interests and thus voted on the Security Council accordingly.
This may cast some aspersions on the overall effectiveness of the UN,
but still it would appear that the vast majority of those within the
organisation looked to take a moral stance towards Darfur, yet were
hindered by its cumbersome bureaucracy and the cynical realism of a
minority of member states.. China, in particular seems to have put all
moral considerations aside in protecting its own national interest. An
eager customer of Sudan's oil output, it appears to have blocked an oil
embargo, which would have bought unequivocal economic pressure on
Khartoum.
International responses to Darfur show an international community torn
between realism and a nagging moral imperative to do the right thing.
The fact that major states and organisations such as the UN can be
driven by moral incentives has to be seen as positive but clearly this
commitment to the value of human life runs into problems when it has to
be converted into action. Realism kicks in when the time for action
arrives, perhaps inadvertently but in such a fashion that there are
delays in formulating a response to a crisis that costs lives.
As Slim succinctly concludes: “tensions arising from other areas of
international politics like Iraq, potential oil deals and concerns over
spheres of influence are always played out in the immediate business of
building and configuring an international alliance and shaping a
strategy….the time it takes to form a coherent and assertive
international response when people are being killed is always
surprising. And, once again, over Darfur it took far too long”.
Sadly, it is likely that there will be another crisis such as that in
Rwanda. In the age in ‘new wars’ with their ferocious ethnic hatred,
atrocities and wide scale abuses of human rights are likely to
resurface across the globe. The fate of the civilian populations
affected will be in the hands of other major states and international
organisations. For a successful intervention to be put in place these
states and organisations will have to weigh up moral considerations
against their own interests and competing priorities and then work
together to find a common response. Its has to be hoped that the
balance between realism and moral prerogatives tips the way of those in
need of help.
When set against the two often conflicting ideas of political
expediency and humanitarian imperative, Darfur falls somewhere in the
middle. A realist approach held by many in the international community
saw political expediency prevail in the early stages of the crisis, to
be replaced by more humanitarian imperatives as the crisis evolved.
There does appear to still be a concept within the leading actors in
the international community that they should be led by moral
incentives. There challenge, as it remains in Darfur is to translate
these moral incentives into a realistic coordinated approach that will
achieve its purpose.
Chapter Five – Conclusion
Whilst conclusions following a humanitarian crisis on the scale of
Darfur are easy to make with hindsight there are clearly some steps
that should have been taken earlier by the international community. The
peace talks regarding other areas of Sudan should have been treated as
a separate issue and from when it became apparent what was happening in
Darfur, regardless on peace initiatives elsewhere, serious and
coordinated political pressure should have been placed upon the
Sudanese Government to cease the campaign of ethnic cleansing and put
an end to Janjaweed militia attacks on civilians and civilian property.
The Government should have been instructed to disarm and disband the
Janjaweed and withdraw from occupied areas of Darfur. There should have
been impartial and thorough investigations into abuses by militia with
prosecution of alleged perpetrators.
Both the Sudanese Government and rebel forces should have been
instructed to facilitate full and unimpeded access to Darfur for
humanitarian personnel, measures should have been put in place to allow
the voluntary return of displaced persons and refugees and a UN human
rights commission should have, from an early stage, been put in place
to investigate crimes against humanity.
The African Union should have added stronger action to go along with
some of its fine diplomacy and negotiation and been quicker in
deploying ceasefire observers to the region. It should have taken a
more active role in monitoring and providing humanitarian assistance to
affected civilians. Other UN member states should also have been more
forthcoming in contributing personnel, equipment, other resources and
funding to aid AU operations. There should have been greater and
quicker financial contributions to the social and economic
reconstruction of Darfur and to efforts to provide humanitarian
assistance and human rights monitoring.
Recent reports show that for all the efforts on 2003-04, situation in
Darfur is still one of crisis. Security has deteriorated since the end
of 2004, there remains a credible threat of famine, and a faltering
ceasefire has led to further civilian casualties. Chaos and a culture
of impunity are taking root in the region. The humanitarian situation
is still extremely worrying – state-sponsored violence continues, as
does obstruction to aid. Refugees and displaced civilians are weak,
they do not have enough food, they do not have adequate shelter and are
subject to sexual abuse and attack. Infection diseases and dysentery
are rife.
The international community has made attempts to meet its
responsibilities but in practice has failed. On the whole it has moved
away from a self-interested realist approach and shown some realisation
as to the intrinsic value of human life, but its response has not been
effective enough. The response was too slow, and, as Slim concludes:
“this was not a problem of knowledge or denial but a failure to
confront the Sudanese Government forcefully, effectively and
immediately” A decade after Rwanda, some lessons had been learned and
there was a more positive response from the international community,
yet the displaced populations, hungry civilians and those who have been
killed are testament to the fact that action rather than a moral
concern from the rest of the world is what is needed in time of crisis.
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