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This essay will begin by giving a description of what personality is, before going on to critically evaluate trait and type approaches of personality.
The precise definition of personality has been a controversial issue over many years by various theorists. One definition of personality can be described as the underlying causes of individual behaviour and experience within a person (Cloninger, 2000).
Trait and type theory is one of many personality approaches and
has been an influential part of personality theory and research. The
basic assumption of the trait and type approach is that people possess
broad predispositions to respond in particular ways (Pervin, 1993).
Therefore, traits are the fundamental building blocks of personality
because they produce consistent patterns in our behaviour. Allport and
Odbert (1936, cited in Cloninger, 2000), found that the English
dictionary lists 18,000 words referring to personality traits. It is
difficult to know which of these traits are actually basic and
applicable to everyone and which ones are variations of other traits.
In order to eliminate unnecessary traits, some researchers have
statistically examined which trait scores tend to be correlated. This
is done by the use of questionnaires and from this, factor analysis is
carried out. Factor analysis is carried out by using a large number of
test items administered to many participants, which are then co varied.
This enables the identification of groups, clusters or factors of
related items.
Cattell (1957) proposed 16 dominant personality dimensions. Each of
these was defined by a pair of adjectives, such as outgoing versus
reserved, tense versus relaxed and suspicious versus trusting. However,
later research by other investigators, managed to reduce this number
even smaller. Norman (1963, cited in Goldberg, 1990) found five major
dimensions of personality, often called the ‘Big Five’. This
five-factor model is a descriptive classification of traits into broad
domains called extraversion, agreeableness, conscientiousness,
neuroticism and openness to experience. His analysis relied largely
upon factor analysis. Within these dimensions are lower-level traits
such as, talkative versus silent and sociable versus reclusive, which
come under the extroversion dimension. This model proposes that human
personality can be fully described in terms of five dimensions, however
in order to fully understand what an individual’s personality is, the
lower-level traits are needed.
Researchers such as Costa & McCrae (1992) claim that the
five-factor model is the best theory of personality. An alternative
five-factor model was also proposed by Zuckerman, Kuhlman, Thornguist
& Kiers (1991, cited in Zuckerman, Kuhlman, Joireman, Teta &
Kraft, 1993), and adds impulsive sensation seeking,
aggression-hostility and activity to sociability and
neuroticism-anxiety to the model.
Nevertheless, a number of investigators have suggested that there may
be even fewer underlining dimensions (e.g. Livneh and Livneh, cited in
Gleitman, Fridlund & Reisberg, 1999). However, the most influential
researcher is Eysenck (1967) who found two basic dimensions of
personality. He named these introversion-extroversion and neuroticism
(stable-unstable). The extrovert is sociable, impulsive and enjoys new
experiences, while the introvert tends to be more solitary, cautious
and slow to change (Eysenck, 1967). Neuroticism relates to emotional
stability, and Eysenck (1967) states that neuroticism/emotional
stability and extroversion/introversion are independent dimensions.
Introverts and many neurotics have something in common, they are both
unsociable and withdrawn, but their lack of sociability has different
roots. Introverts are not afraid of social activities, they just don’t
like them, however, neurotically shy people keep to themselves through
fear of joining in.
In the 1970’s, Eysenck added psychoticism onto his existing
two-dimension classification. People high on this dimension tend to be
insensitive, uncaring about others and opposed to accepted social
custom (Pervin, 1993). Eysenck (1991, 1992, cited in Eysenck, 1993)
has argued that the factors agreeableness and conscientiousness in the
Big-Five model are facets of the higher-level construct of
psychoticism. Goldberg and Rosolack (in press, cited in Eysenck, 1993)
have shown that psychoticism as measured by the P-scale in the Eysenck
Personality Questionnaire (EPQ) is a blend of agreeableness and
conscientiousness. Although Eysenck (1967) does not include openness to
experience in his approach, he argues that it is important because it
is related to cognitive and educational traits, including
intelligence.
The Big five-factor model was challenged by Waller and
Ben-Porath (1987, cited in McCrae and Costa, 1989), who claimed that
additional research is needed in order to relate the five-factor model
to alternative personality systems. McCrae and Costa (1989) carried out
research in order to overcome this issue and the most interesting
research involved the comparison of the NEO Personality Inventory
(NEO-PI), with the Myers-Briggs Type Indicator (MBTI). Dachowski (1987,
cited in McCrae and Costa, 1989) predicted that there would be strong
correlations between MBTI extroversion-introversion and the
extraversion factor, and between MBTI sensing-intuition and the
openness factor. However, she claimed that there would only be moderate
correlations of MBTI thinking-feeling and judging-perception, with the
agreeableness and conscientiousness factors. Using self-report data in
samples of 267 men and 201 women aged 19 to 93, McCrae and Costa
(1989), found that the hypotheses had been confirmed and there were
high correlations ranging in absolute magnitude from 0.44 to 0.74 (all
p< 0.001).
Although instruments such as the NEO-PI seem to obtain reliable and
valid assessments of each of the five factors, a major concern is
whether the model can be applied practically in organisational,
educational and clinical settings (McCrae and Costa, 1989).
Miller (personal communications, July 2, 1987; July 31, 1987, cited in
McCrae and Costa, 1989) argued that knowledge of the client's standing
on the five factors could be useful to the clinician in choosing
appropriate therapy. For example, cognitive therapy might appeal more
to introverts, whereas, client-centred therapy may be preferable to
extraverts.
Recently, it has been found that personality measures, when classified
within the Big-Five domains, are related to a variety of criteria of
job performance (Eysenck, 1993). Barrick and Mount (1991, cited in
Eysenck, 1993) found that measures associated with conscientiousness
(factor 3) are likely to be valid predictors for all jobs. Tett,
Jackson and Rothstein (1991, cited in Eysenck, 1993), concluded that
personality measures related to agreeableness (factor 2), were most
highly related to criteria of job performance. Although these
large-scale quantitative reviews do acknowledge the impact of
personality traits on job performance, there is still inconsistency
between them, which highlights the need for more precise research on
personality-performance relations (Eysenck, 1993).
Although there appears to be practical implications for the Big Five
model, it is not without criticism. McAdams (1992) claims that although
this model may be an important one in the study of personality, it is
far from being an integrative model of personality. He also states that
because the five factors are so broad, trait scores may not be highly
useful in the prediction of specific behaviour in particular situations
(McAdams, 1992). However, Digman (1990), states that the five-factor
model’s main aim was to be empirical and compatible with other major
psychological theories, and this has been achieved. McCrae and Costa
(1989) also state that the five-factor model should not be seen as a
replacement for other personality models, but as a framework for
interpreting them.
The Big five-factor theory and the three-factor theory seem to agree on
two basic points. First, Cattell’s, (1967, cited in Zuckerman et al,
1993) 16-factor personality theory has too many dimensions. Research
has also shown that these factors do not seem to be replicable across
gender, age, or methods and many investigators have simply failed to
find them. The second point is that in the five- and three-factor
models, they both agree that two of the major factors are
extraversion-introversion and neuroticism. However, there is less
agreement on the lower level traits, as proposed by Norman (1963, cited
in Gleitman, 1999).
In an empirical analysis carried out by Zuckerman et al (1993), they
found that there was a great deal of convergence among the major
factors in the three-trait models, particularly the two five-factor
models. Extroversion and neuroticism are fairly similar in all three
models, despite differences in their components.
Much research has been carried out in order to support Eysenck’s
approach. In a study by Barrett, Petrides, Eysenck & Eysenck
(1998), the factorial similarity of extroversion, neuroticism,
psychoticism and social desirability were assessed using
gender-specific data collected from 34 countries across the world. They
used the Kaiser-Hunka Bianchini (KHB) procedure, however, this
procedure was modified due to previous criticism of the validity of
this procedure. Eysenck has suggested that it is necessary to collect
data for cross-cultural comparisons between countries and cultures
using the Eysenck Personality Questionnaire (EPQ), as the main
measuring instrument. The main aim was to compare the factorial
structure of the EPQ within each country, to that of a UK dataset. This
comparison would establish whether there is universality of the
psychometric scales of extroversion, neuroticism, psychoticism and
social desirability.
Eysenck and Eysenck (1985, cited in Barrett et al., 1998), claimed that
extroversion, neuroticism, psychoticism and social desirability would
prove to be universal across countries and cultures because these
scales are based upon a biological theory of personality. For example,
introverts are more easily aroused by events and more restrained and
inhibited than extroverts. In fact, several studies of identical and
fraternal twins suggest that heredity plays a major part in their
scores on this dimension (Shields, 1976, cited in Pervin, 1993). It was
also found that people high on neuroticism tend to be emotionally
susceptible and frequently complain of worry and anxiety, as well as
bodily aches, such as headaches. It was suggested that individual
differences was due to an inherited biological difference in nervous
system functioning. Although social desirability has not been specified
in this way, Eysenck (1985, cited in Barrett et al., 1998) still claims
that there will also be universality. The results found that the
factors of extroversion, neuroticism, psychoticism and social
desirability were strongly replicable across all of the 34 countries.
The trait and type theory approach does seem to be
effective in describing and providing evidence for personality.
Generally in the study of personality, trait psychologists seek to
discover the psychological dimensions along which people differ and the
ways in which traits cluster within individuals - the major focus being
on enduring behaviour (Buss, 1989). The impact of experimental
manipulations is not always investigated, because the focus is on the
content of behaviour not the psychological process underlying the
behaviour. This has been debated by many researchers e.g. Mischel
(1968, cited in Hjelle, 1992).
An experiment by Fenigstein (1979, cited in Buss, 1989), investigated
whether manipulations are crucial determinants of behaviour. He placed
each participant (with different degrees of public self-consciousness)
in a waiting room with two other “participants”, who were experimental
accomplices. In the control condition these accomplices responded to
conversation by the participant, but did not respond in the
experimental condition. This manipulation found that participants high
in the public self-consciousness trait, reported high levels of
discomfort and tended to avoid choosing the accomplices as subsequent
partners in the second part of the experiment, compared to those
participants low on this trait. This empirical research seems to
suggest that traits do have an impact on behaviour, and experimental
manipulations significantly influence behaviour (Buss, 1989).
Another criticism of the trait theory approach is with the use of
factor analysis. The results obtained from this, relies heavily on the
exact contents of the date set. Therefore, if the items included in the
analysis are changed, the resulting factors may be significantly
different. Consequently critics argue that it is difficult to claim
that any single factor analysis allows us to identify the real
dimensions of personality.
In conclusion, it seems that the study of personality is
not as clear cut as one would hope. Although there appears to be many
similarities among the trait theorists, there are also differences
between them. It is also important to point out that there are many
other approaches and perspectives of personality – behaviourist, social
cognition and dynamic perspectives, which may provide a more complete
understanding of personality. No one model seems to be appropriate in
accounting for the whole theory of personality, but it seems apparent that each theorist does provide a valuable theory of personality.
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